We inspected Conquest Hospital as part of a follow up inspection of the acute hospitals provided by East Sussex Healthcare NHS Trust on 24, 25, 26 March 2015.
In a comprehensive trust wide inspection, carried out in September 2014, we identified serious shortcomings across both acute hospital sites. This inspection was focussed on the four core services that we had the most concern about to determine whether improvements had been made. We reviewed how services were being provided in the outpatients department, maternity, surgery and the accident and emergency department.
We met with the trust and representatives from the Trust Development Agency (TDA) on 23 March 2015. The trust talked to us about the draft action plan created following our September 2014 inspection. We were provided with a copy of the draft action plan on 27 March 2015 but have since received a final action plan which appeared more robust and focussed.
The trust serves a population of around 525,000 patients from across the East Sussex area. There are approximately 700 beds and almost 7,000 staff. The hospital provides a full range of DGH services to its local population although some services are only available on one site. Consultant led obstetric services, acute services for children and young people and trauma and emergency surgery are only available at the Conquest Hospital. The trust has links to larger hospitals in Brighton, Tunbridge Wells and London for some tertiary services.
We found some early improvements had been made by individual teams and departments but these were not sufficient to provide assurance that the trust was providing an acceptable level of care in the four core services we inspected. The trust had failed to effectively address the issue of staffing that failed to meet the national recommendations and this had a real impact on staff morale and wellbeing, patient choice and safety. We were told of several incidents of unacceptable behaviour by senior staff and saw several incident reports where senior staff had prioritised targets over patient and staff welfare.
We also identified serious concerns about the culture and leadership within the trust. This permeated throughout both sites with staff feeling unable to raise concerns and a perception that they were not listened to. We also saw the response to the chair of an external stakeholder group when they raised concerns; the CEO suggested that the chair should consider their position as, "They no longer had the support of East Sussex Healthcare Trust".
We saw overall that safety was inadequate, that the trust was not responsive to the needs of many of its patients, and that leadership was inadequate. We found that effectiveness and responsiveness of many areas required improvement.
We found that caring was largely good across both sites. However, the NHS Staff Survey 2014 demonstrated very low staff morale and we found high staff sickness levels at the trust.
The trust could not demonstrate compliance with the National Specification for Cleanliness in the NHS.
The trust had shared a draft action plan following the publication of the report of the September 2014 inspection but this failed to effectively address all of the issues that we said they must take action on in our previous report.
Our key findings were as follows:
- We saw on-going challenges with staffing in some areas and could identify where this had impacted on patient welfare.
- The quality of the medical notes remained unsatisfactory. Many clinics were running without patient health records and using temporary sets of notes. Health records were in a poor state of repair. Some incidents could not be reviewed satisfactorily because of poor record keeping.
- We were unable to see evidence of clear strategies to monitor and maintain robust systems to ensure that the trust improved their waiting times and met with these targets..
- Operational staff were stressed, unhappy and keen to discuss their experiences throughout our visit. We were contacted by a number of staff who felt unable to raise concerns within the organisation.
- The trust board continues to say they recognise that staff engagement is an area of concern but the evidence we found suggests there is a void between the Board perception and the reality of working at the trust. At senior management and executive level the trust managers spoke entirely positively and said the majority of staff were ‘on board’, blaming just a few dissenters for the negative comments that we received.
- We found the widespread disconnect between the trust board and its staff persisted. This did not appear to be acknowledged by the senior management team.
- The NHS staff survey shows the trust below average for 23 of the 29 staff engagement measures and in the worst 20% for 18 of these.
- We saw a culture where staff remained afraid to speak out or to share their concerns openly. We heard about detriment staff had suffered when they raised concerns about risks to patient safety.
- Staff remained unconvinced of the benefit of incident reporting, and were therefore not reporting incidents or near misses to the trust. the trust was not able to benefit from any learning from these. this position had not improved.
- We found that management of outpatients’ reconfiguration has led to service deterioration with long delays in the referral to treatment time in some specialities. We did, however that local managers had taken some steps that had resulted in an improved patient experience.
- In surgery and OPD there was clear evidence of significant underreporting of incidents through the correct system. This related to high tolerance or thresholds in the surgical clinical unit and a management decision to prevent staff reporting OPD reception incidents through the proper channels.
- We saw low staffing levels that impacted on the trusts ability to deliver efficient and effective care.
- The poor quality of health records and frequent lack of availability continued to pose a risk.
- Storage and operational arrangements did not ensure that people's personal information remained confidential.
- The referral to treatment times in a number of specialities continued to be significantly worse than expected when compared nationally.
- Short notice cancellations of outpatient clinics continued to be a problem. Large numbers of appointments were cancelled at very short notice. In some cases, people arrived for the appointment unaware it had been cancelled.
We saw one area of outstanding practice :
In maternity the telephone triage system allowed women to access information and advice without necessarily attending the unit.
However, there were also areas of poor practice where the trust needs to make improvements.
Importantly, the trust must:
- Give full consideration to whether there have been any breaches of the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 Regulation 5 (3)(d) Fit and proper persons: directors
- Review the tracking of records. The outpatient department were not tracking patient health records because this job had not been considered during the redesigning of the service. The location of medical records were often unknown and resulted in delays or temporary notes being used. Trusts have a responsibility to track all patients’ health records (Records Management: NHS Code of Practice Part 2, 2nd Edition, January 2009).
- Comply with the Data Protection Act 1998. The outpatient department was not protecting patients’ confidential data. Patient records were left in public, accessible areas without staff present.
- The trust must make sure the privacy and dignity of patients is upheld by avoiding same sex breaches in the clinical decision unit (CDU).
- Ensure that there are adequate staff, including managers, consultant midwives and labour ward coordinators employed to meet the recommended minimum standards detailed in Safer Childbirth: Minimum Standards for the Organisation and Delivery of Care in Labour, Royal College of Obstetricians and Gynaecologists (RCOG), Royal College of Midwives (RCM), Royal College of Anaesthetists (RCA), Royal College of Paediatrics and Child Health (RCPCH), 2007.
- Review staffing arrangements for the community midwifery service to ensure they are compliant with the Working Time Regulations (1998), which implement the European Working Time Directive into British law.
- Ensure that all women in established labour receive one-to-one care from a registered midwife.
In addition the trust should:
- Make sure the privacy and dignity of patients is upheld by reviewing the arrangements and facilities for patients awaiting radiological investigations.
- Ensure that the room in the ED designated for the interview of patients presenting with mental health needs has a suitable design and layout to minimise the risk of avoidable harm and promote the safety of people using it.
- Review the number and skill mix of nurses on duty in the ED department to reflect NICE guidelines to ensure patients’ welfare and safety are promoted and their individual needs are met.
- Review the number of consultant EM doctors in the ED and how they are deployed to reflect the College of Emergency Medicine (CEM) recommendations.
- Improve the uptake of mandatory training amongst staff working in Urgent Care.
- Make sure there are enough competent staff working in Urgent Care to respond to a major incident.
- Review the arrangements for monitoring pain experienced by patients in the ED to make sure people have effective pain relief.
- Review their arrangements for assessing and recording the mental capacity of patients in the ED to demonstrate that care and treatment is delivered in patients’ best interests.
- Make arrangements to ensure contracted security staff have appropriate knowledge and skills to safely work with vulnerable patients with a range of physical and mental ill health needs.
- Review some areas of the environment in the ED with regard to the lack of visibility of patients in the children’s waiting area; the arrangements for supporting people’s privacy at the reception and triage bay and the suitability of the relatives’ room
- Review the provision of written information to other languages and formats so that it is accessible to people with language or other communication difficulties.
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Ensure fridges used for the storage of medicines are kept locked and are not accessible to people and that medicines are secured in lockable units. This is something that is required as part of Regulation 13 in relation to the management of medicines but it was considered that it would not be proportionate for that one finding to result in a judgement of a breach of the Regulation overall at the location.
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Consider how it may improve the experiences of women with regard to their pain management.
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Consider ways of updating policies and procedural guidance so staff have access to relevant information.
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Consider how it enables staff to attend required training and supports staff to gain additional qualifications to support the service.
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Consider how it can improve the checking of all technical equipment across each department.
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Consider how it can improve the completion of care records, so that all risks are assessed and recorded.
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Consider ways of improving the bereavement facilities.
- Improve breastfeeding support to new mothers.
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Consider ways of improving peoples experiences related to food, inappropriate discharge times, antenatal and parent craft provision and partner facilities.
- Consider the particular needs of vulnerable groups of women and babies within their catchment and provide adequate resources to meet those needs.
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Consider ways of improving the sharing of information and improving engagement with midwifery staff, so they are aware of and involved in future developments.
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Provide resources to accommodate the needs of women in early labour where repeated journeys between their home and the hospital may be inadvisable.
- Communicate more effectively with the local population to ensure they understand the services available and the reasons for decisions being made.
Subsequent to this inspection visit a warning notice served under Section 29a of the Health and Social Care Act 2008. This warning notice informed the trust that the Care Quality Commission had formed the view that the quality of health care provided by East Sussex Healthcare NHS Trust requires significant improvement:
On the basis of this inspection, I have recommended that the trust be placed into special measures.
Professor Sir Mike Richards
Chief Inspector of Hospitals